Ronald E. Estes - 26 Aug 2024 Form 4 Insider Report for Trinity Capital Inc. (TRIN)

Role
Director
Signature
/s/ Sarah Stanton, on behalf of Ronald E. Estes
Issuer symbol
TRIN
Transactions as of
26 Aug 2024
Net transactions value
+$20,976
Form type
4
Filing time
28 Aug 2024, 19:49:15 UTC
Previous filing
26 Aug 2024
Next filing
05 Nov 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TRIN Common Stock Purchase $7,005 +500 +2.2% $14.01 22,836 26 Aug 2024 Direct F1, F2, F3
transaction TRIN Common Stock Purchase $6,996 +500 +2.2% $13.99 23,336 26 Aug 2024 Direct F1, F3
transaction TRIN Common Stock Purchase $6,975 +500 +2.1% $13.95 23,836 26 Aug 2024 Direct F1, F3
holding TRIN Common Stock 8,837 26 Aug 2024 By The Estes Revocable Trust, dated January 12, 1990 F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reported holdings include shares acquired in dividend reinvestment transactions.
F2 Reported holdings have been updated to include certain shares indirectly owned by Mr. Estes through the Estes Revocable Trust dated January 12, 1990 in the row reporting his indirect ownership, which shares were erroneously included in the row reporting Mr. Estes' direct ownership in prior Form 4 filings due to administrative error.
F3 Includes 3,335 restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan. Such restricted shares shall vest in full on the earlier of (1) June 12, 2025 or (2) the date immediately preceding the next annual meeting of stockholders.

Remarks:

Sarah Stanton is signing on behalf of Mr. Estes pursuant to the power of attorney dated March 11, 2021, which was previously filed with the Securities and Exchange Commission as an exhibit to the Form 4 Mr. Estes filed on March 12, 2021.