Thomas Szoke - 05 Sep 2024 Form 4 Insider Report for authID Inc. (AUID)

Role
Chief Technology Officer, Director
Signature
/s/ Thomas Szoke
Issuer symbol
AUID
Transactions as of
05 Sep 2024
Transactions value $
-$32,357
Form type
4
Filing time
11 Sep 2024, 16:26:04 UTC
Previous filing
29 Aug 2024
Next filing
18 Nov 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AUID Common Stock, $0.0001 par value per share Sale -$6,442 -800 -3.4% $8.05 22,619 11 Sep 2024 Direct F3
transaction AUID Common Stock, $0.0001 par value per share Sale -$24,339 -3,000 -11% $8.11 23,419 10 Sep 2024 Direct F3
transaction AUID Common Stock, $0.0001 par value per share Sale -$1,576 -200 -0.75% $7.88 26,419 05 Sep 2024 Direct
holding AUID Common Stock, $0.0001 par value per share 12,500 05 Sep 2024 See footnote F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding AUID Stock Options 5,000 05 Sep 2024 Common Stock, $0.0001 par value per share 5,000 $9.25 Direct F2
holding AUID Stock Options 50,000 05 Sep 2024 Common Stock, $0.0001 par value per share 50,000 $5.48 Direct
holding AUID Stock Options 12,500 05 Sep 2024 Common Stock, $0.0001 par value per share 12,500 $2.64 Direct
holding AUID Stock Options 4,167 05 Sep 2024 Common Stock, $0.0001 par value per share 4,167 $57.6 Direct
holding AUID Stock Options 41,667 05 Sep 2024 Common Stock, $0.0001 par value per share 41,667 $108 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares held by Mr. Szoke's wife, Ginta Ozola-Szoke.
F2 The stock option vesting is monthly over 12 months, subject to continued service to authID Inc.
F3 Reflects the weighted average purchase price. The range of prices for such transactions is $8.10 to $8.14 for September 10, 2024 and $8.01 to $8.10 for September 11, 2024. Open market sales transactions were made on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.