Thomas Szoke - 20 Nov 2024 Form 4 Insider Report for authID Inc. (AUID)

Role
Chief Technology Officer, Director
Signature
/s/ Thomas Szoke
Issuer symbol
AUID
Transactions as of
20 Nov 2024
Transactions value $
-$7,225
Form type
4
Filing time
22 Nov 2024, 17:23:00 UTC
Previous filing
18 Nov 2024
Next filing
27 Nov 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AUID Common Stock, $0.0001 par value per share Sale -$675 -100 -0.5% $6.75 20,019 21 Nov 2024 Direct
transaction AUID Common Stock, $0.0001 par value per share Sale -$6,550 -1,000 -4.74% $6.55 20,119 20 Nov 2024 Direct F3
holding AUID Common Stock, $0.0001 par value per share 12,500 20 Nov 2024 See footnote F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding AUID Stock Options 5,000 20 Nov 2024 Common Stock, $0.0001 par value per share 5,000 $9.25 Direct F2
holding AUID Stock Options 50,000 20 Nov 2024 Common Stock, $0.0001 par value per share 50,000 $5.48 Direct
holding AUID Stock Options 12,500 20 Nov 2024 Common Stock, $0.0001 par value per share 12,500 $2.64 Direct
holding AUID Stock Options 4,167 20 Nov 2024 Common Stock, $0.0001 par value per share 4,167 $57.6 Direct
holding AUID Stock Options 41,667 20 Nov 2024 Common Stock, $0.0001 par value per share 41,667 $108 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares held by Mr. Szoke's wife, Ginta Ozola-Szoke.
F2 The stock option vesting is monthly over 12 months, subject to continued service to authID Inc.
F3 Reflects the weighted average price. The range of prices for such transactions is $6.50 to $6.60 for November 20, 2024. Open market sales transactions were made on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.