Thomas Szoke - Dec 6, 2024 Form 4 Insider Report for authID Inc. (AUID)

Role
Chief Technology Officer, Director
Signature
/s/ Thomas Szoke
Stock symbol
AUID
Transactions as of
Dec 6, 2024
Transactions value $
-$9,381
Form type
4
Date filed
12/10/2024, 05:27 PM
Previous filing
Nov 27, 2024
Next filing
Dec 12, 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AUID Common Stock, $0.0001 par value per share Sale -$9.38K -1.5K -7.89% $6.25 17.5K Dec 6, 2024 Direct F3
holding AUID Common Stock, $0.0001 par value per share 12.5K Dec 6, 2024 See footnote F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding AUID Stock Options 5K Dec 6, 2024 Common Stock, $0.0001 par value per share 5K $9.25 Direct F2
holding AUID Stock Options 50K Dec 6, 2024 Common Stock, $0.0001 par value per share 50K $5.48 Direct
holding AUID Stock Options 12.5K Dec 6, 2024 Common Stock, $0.0001 par value per share 12.5K $2.64 Direct
holding AUID Stock Options 4.17K Dec 6, 2024 Common Stock, $0.0001 par value per share 4.17K $57.60 Direct
holding AUID Stock Options 41.7K Dec 6, 2024 Common Stock, $0.0001 par value per share 41.7K $108.00 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares held by Mr. Szoke's wife, Ginta Ozola-Szoke.
F2 The stock option vesting is monthly over 12 months, subject to continued service to authID Inc.
F3 Reflects the weighted average price. The range of prices for such transactions is $6.25 to $6.2618. Open market sales transactions were made on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.