SAUL B. ROSENTHAL - 17 Dec 2024 Form 4 Insider Report for Oxford Lane Capital Corp. (OXLC)

Role
President, Director
Signature
/s/ Saul B. Rosenthal
Issuer symbol
OXLC
Transactions as of
17 Dec 2024
Net transactions value
+$15,036,800
Form type
4
Filing time
17 Dec 2024, 16:18:25 UTC
Previous filing
29 May 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OXLC Common Stock Purchase $15,036,800 +2,960,000 +118% $5.08 5,474,887 17 Dec 2024 Direct F1
holding OXLC Common Stock 2,315,000 17 Dec 2024 Held by Saul Rosenthal 2012 Family Trust
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares were purchased into a joint tenants in common account in which Mr. Rosenthal has a 50% pecuniary interest. The number of shares reported represents only Mr. Rosenthal's 50% pecuniary interest in such account. Jonathan H. Cohen, CEO and a director of the issuer, has a 50% pecuniary interest in such account.