Gerald Harder - 13 Dec 2024 Form 4 Insider Report for Trinity Capital Inc. (TRIN)

Role
Chief Operating Officer
Signature
/s/ Sarah Stanton, on behalf of Gerald Harder
Issuer symbol
TRIN
Transactions as of
13 Dec 2024
Transactions value $
-$44,150
Form type
4
Filing time
17 Dec 2024, 21:34:34 UTC
Previous filing
18 Sep 2024
Next filing
26 Dec 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TRIN Common Stock Gift $0 -2,000 -0.84% $0 235,226 26 Nov 2024 Direct F2
transaction TRIN Common Stock Tax liability -$44,150 -3,024 -1.3% $14.6 232,202 13 Dec 2024 Direct F1, F2
holding TRIN Common Stock 10,000 13 Dec 2024 By the Harder Family Living Trust, dated May 26, 2000
holding TRIN Common Stock 9,788 13 Dec 2024 By Millennium Trust Co. LLC Custodian FBO Gerald T. Harder IRA
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on December 13, 2024. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.
F2 Includes (1) 59,459 shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan (the "LTIP") on March 15, 2024, which shares vest 25% on March 15, 2025, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2025; (2) 57,803 shares issued under the LTIP on March 15, 2023, which shares vested 25% on March 15, 2024, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2024; (3) 57,803 shares issued under the LTIP on March 15, 2022, which shares vested 25% on March 15, 2023, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters following March 15, 2023; and (4) 45,509 shares issued under the LTIP on September 15, 2021, which shares began vesting quarterly pro rata over the twelve full calendar quarters immediately following September 15, 2021.

Remarks:

Sarah Stanton is signing on behalf of Mr. Harder pursuant to the power of attorney dated September 2, 2021, which was previously filed with the Securities and Exchange Commission as an exhibit to the Form 4 Mr. Harder filed on September 2, 2021.