Charles Zabatta - Jan 7, 2025 Form 4 Insider Report for SIEBERT FINANCIAL CORP (SIEB)

Role
Director
Signature
/s/ Charles Zabatta
Stock symbol
SIEB
Transactions as of
Jan 7, 2025
Transactions value $
$0
Form type
4
Date filed
1/7/2025, 05:59 PM
Previous filing
Nov 13, 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SIEB Common Stock, $0.01 par value per share Gift $0 -20K -4.25% $0.00 450K Jan 7, 2025 See Footnote F2
holding SIEB Common Stock, $0.01 par value per share 100K Jan 7, 2025 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person directly owns 100,000 shares of Issuer common stock.
F2 The wife of the Reporting Person gifted 20,000 shares of Issuer common stock to family members of the Reporting Person. The Reporting Person's indirect beneficial ownership includes shares held by the wife of the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.