Kanishka Roy - Jan 14, 2025 Form 3 Insider Report for Plum Acquisition Corp, IV (PLMK)

Role: Chief Executive Officer, Director, 10%+ Owner
Signature: /s/ Kanishka Roy
Stock symbol: PLMK
Transactions as of: Jan 14, 2025
Transactions value $: $0
Form type: 3
Date filed: 1/14/2025, 09:57 PM
Previous filing: Jan 6, 2025
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	PLMK	Class A Ordinary Shares						1.01M	Jan 14, 2025	See footnote	F1, F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	PLMK	Class B Ordinary Shares							Jan 14, 2025	Class A Ordinary Shares	5.68M		See footnote	F3, F4, F5
holding	PLMK	Private Placement Warrants							Jan 14, 2025	Class A Ordinary Shares	220K		See footnote	F3, F6, F7

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Includes (i) 570,000 restricted Class A Ordinary Shares of the Issuer acquired by Plum Partners IV, LLC (the "Sponsor") for no additional consideration, which shares will be transferred to the non-managing investors (as defined in the Issuer's registration statement on Form S-1 (File No. 333-281144) (the "Registration Statement")) only upon consummation of an initial business combination and (ii) 440,000 Class A Ordinary Shares of the Issuer (the "Private Placement Shares") that are included in the 440,000 private placement units of the Issuer purchased by the Sponsor (the "Private Placement Units"), in each case as described in the Registration Statement.
F2	Each Private Placement Unit is comprised of one Private Placement Share and one-half of one private placement warrant of the Issuer (the "Private Placement Warrants"), each whole Private Placement Warrant exercisable to purchase one Private Placement Share. Does not include any Private Placement Shares issuable upon the exercise of Private Placement Warrants.
F3	The securities are held directly by the Sponsor. The Reporting Person is the managing member of the Sponsor, therefore, he may be deemed to have beneficial ownership of the securities held directly by the Sponsor. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
F4	The Class B Ordinary Shares have no expiration date and will automatically convert into Class A Ordinary Shares at the time of the Issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment as set forth in the Registration Statement.
F5	Includes up to 750,000 shares subject to forfeiture by the Sponsor depending on the extent to which the underwriters' overallotment option is exercised, if at all.
F6	Represents Private Placement Warrants included in the 440,000 Private Placement Units.
F7	Each Private Placement Warrant is exercisable for cash or on a cashless basis, as described in the Registration Statement. Assuming an exercise for cash, 220,000 Private Placement Shares would be issued upon exercise of the Private Placement Warrants. The Private Placement Warrants expire seven (7) years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation of the Issuer, as described in the Registration Statement.