Kyle Wool - Feb 10, 2025 Form 4 Insider Report for Dominari Holdings Inc. (DOMH)

Role
President, Director, 10%+ Owner
Signature
/s/ Kyle Wool
Stock symbol
DOMH
Transactions as of
Feb 10, 2025
Transactions value $
$0
Form type
4
Date filed
2/12/2025, 04:58 PM
Previous filing
Jan 3, 2025
Next filing
Mar 25, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DOMH Common Stock Purchase +288K +15.07% 2.2M Feb 12, 2025 Direct F1, F2
holding DOMH Common Stock 27.8K Feb 10, 2025 By Mr. Wool's SEP-IRA F3
holding DOMH Common Stock 13.8K Feb 10, 2025 By Ms. Yu's Pension F4
holding DOMH Common Stock 24K Feb 10, 2025 By Mr. Wool's Rollover IRA F5
holding DOMH Common Stock 1.48K Feb 10, 2025 Catatonk Creek LLC F6
holding DOMH Common Stock 1.48K Feb 10, 2025 Tioga 22 LLC F6
holding DOMH Common Stock 3.56K Feb 10, 2025 Wool c/f Alison Cottone UTMA/NY Age 18 F7
holding DOMH Common Stock 1.48K Feb 10, 2025 Dongam, LLC F8

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DOMH Series A Warrants (right to buy) Purchase +288K 288K Feb 10, 2025 Common Stock 288K $3.72 Direct F1
transaction DOMH Series B Warrants (right to buy) Purchase +288K 288K Feb 10, 2025 Common Stock 288K $4.22 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On February 10, 2025, Kyle Wool was purchased 288,184 shares of the Issuer's common stock together with Series A Warrants and Series B Warrants in the Issuer's private placement offering which closed on February 12, 2025, at a combined offering price of $3.47.
F2 Of the 2,200,769 shares reported as beneficially owned directly, 958,780 shares are beneficially owned directly by Mr. Wool and 1,241,989 shares are beneficially owned directly by Ms. Yu.
F3 The securities are directly held by Mr. Wool's SEP-IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the SEP-IRA, and as such, has voting and investment power over the shares held by the SEP-IRA.
F4 The securities are directly held by Ms. Yu's pension, and they are indirectly held by Ms. Yu. Ms. Yu exercises control over the pension, and as such, has voting and investment power over the shares held by the pension.
F5 The securities are directly held by Mr. Wool's Rollover IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA.
F6 Mr. Wool is the sole member of Catatonk Creek, LLC and Tioga 22, LLC.
F7 Mr. Wool controls this UTMA account until Ms. Cottone is 18 years old.
F8 Ms. Yu is the sole member of Dongam, LLC.