Tim Ledwick - Feb 10, 2025 Form 4 Insider Report for Dominari Holdings Inc. (DOMH)

Role: Director
Signature: /s/ Tim Ledwick
Stock symbol: DOMH
Transactions as of: Feb 10, 2025
Transactions value $: $0
Form type: 4
Date filed: 2/12/2025, 05:03 PM
Previous filing: Aug 30, 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	DOMH	Common Stock	Purchase		+8.65K	+67.4%		21.5K	Feb 10, 2025	Direct	F1
transaction	DOMH	Common Stock	Award		+10K	+46.57%		31.5K	Feb 10, 2025	Direct	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	DOMH	Series A Warrants (right to buy)	Purchase		+8.65K			8.65K	Feb 10, 2025	Common Stock	8.65K	$3.72	Direct	F1
transaction	DOMH	Series B Warrants (right to buy)	Purchase		+8.65K			8.65K	Feb 10, 2025	Common Stock	8.65K	$4.22	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	On February 10, 2025, the Reporting Person purchased shares of the Issuer's common stock together with Series A Warrants and Series B Warrants in the Issuer's private placement offering which closed on February 12, 2025, at a combined offering price of $3.47.
F2	On February 10, 2025, the Reporting Person was granted 10,000 shares of restricted stock at $3.22 per share pursuant to the Company's 2022 Equity Incentive Plan.