John M. Gebbia - Dec 9, 2024 Form 4 Insider Report for SIEBERT FINANCIAL CORP (SIEB)

Role
Member of 10% owner group
Signature
/s/ John M. Gebbia
Stock symbol
SIEB
Transactions as of
Dec 9, 2024
Transactions value $
$0
Form type
4
Date filed
3/5/2025, 09:02 PM
Previous filing
Jan 23, 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SIEB Common Stock, $0.01 par value per share Gift $0 -1K -0.05% $0.00 1.91M Dec 9, 2024 Direct F1
transaction SIEB Common Stock, $0.01 par value per share Gift $0 +118K +6.19% $0.00 2.02M Mar 3, 2025 Direct F2
holding SIEB Common Stock, $0.01 par value per share 190K Dec 9, 2024 See Footnote F3
holding SIEB Common Stock, $0.01 par value per share 17M Dec 9, 2024 See Footnote F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person gifted 1,000 shares of Issuer common stock. The Reporting Person is part of a control group consisting of family members of the Reporting Person. Shares of Issuer common stock were gifted outside of the control group, resulting in a decrease of 1,000 shares of Issuer common stock to the control group.
F2 The Reporting Person received 118,000 shares of Issuer common stock.
F3 Various family members included in the Reporting Person's indirect owns 190,000 shares of Issuer common stock. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.