Randal J. Kirk - Mar 13, 2025 Form 4 Insider Report for PRECIGEN, INC. (PGEN)

Role
Director, 10%+ Owner
Signature
/s/ Randal J. Kirk
Stock symbol
PGEN
Transactions as of
Mar 13, 2025
Transactions value $
$100,000
Form type
4
Date filed
3/17/2025, 06:38 PM
Previous filing
Dec 30, 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PGEN Common Stock Award $100K +57.5K +0.09% $1.74 64.6M Mar 13, 2025 by. R.J. Kirk DOT F1
transaction PGEN Common Stock Options Exercise $0 +175K +0.27% $0.00 64.8M Mar 14, 2025 by R.J. Kirk DOT F1, F3
holding PGEN Common Stock 1.1M Mar 13, 2025 by Parkview 2020 F1
holding PGEN Common Stock 490K Mar 13, 2025 by JPK 2008 F1
holding PGEN Common Stock 3.7M Mar 13, 2025 by JPK 2009 F1
holding PGEN Common Stock 1.65M Mar 13, 2025 by JPK 2012 F1
holding PGEN Common Stock 489K Mar 13, 2025 by MGK 2008 F1
holding PGEN Common Stock 3.94M Mar 13, 2025 by MGK 2009 F1
holding PGEN Common Stock 1.64M Mar 13, 2025 by MGK 2011 F1
holding PGEN Common Stock 578K Mar 13, 2025 by ZSK 2008 F1
holding PGEN Common Stock 351K Mar 13, 2025 by ZSK 2009 F1
holding PGEN Common Stock 454K Mar 13, 2025 by Kellie L. Banks LTT F1
holding PGEN Common Stock 13.5M Mar 13, 2025 by Kapital Joe F1
holding PGEN Common Stock 1.4K Mar 13, 2025 by Lotus F1
holding PGEN Common Stock 16.4M Mar 13, 2025 by Sunset 2020 F1
holding PGEN Common Stock 6.09M Mar 13, 2025 by Third Security F1
holding PGEN Common Stock 1.14M Mar 13, 2025 by Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PGEN Restricted Stock Units Award $0 +144K $0.00 144K Mar 13, 2025 Common Stock 144K by R.J. Kirk DOT F1, F2
transaction PGEN Option to Purchase Common Stock (Right to Buy) Award $0 +167K $0.00 167K Mar 13, 2025 Common Stock 167K $1.74 by R.J. Kirk DOT F1
transaction PGEN Restricted Stock Units Options Exercise $0 -175K -100% $0.00 0 Mar 14, 2025 Common Stock 175K by R.J. Kirk DOT F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Randal J. Kirk controls each of R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), Parkview 2020 Limited Partnership ("Parkview 2020"), JPK 2008 LLC ("JPK 2008"), JPK 2009 LLC ("JPK 2009"), JPK 2012 LLC ("JPK 2012"), MGK 2008 LLC ("MGK 2008"), MGK 2009 LLC ("MGK 2009"), MGK 2011 LLC ("MGK 2011"), ZSK 2008 LLC ("ZSK 2008"), ZSK 2009 LLC ("ZSK 2009"), Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT"), Kapital Joe, LLC ("Kapital Joe"), Lotus Capital (2000) Company, Inc. ("Lotus"), Sunset 2020 LLC ("Sunset 2020") and Third Security, LLC ("Third Security"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.
F2 Each restricted stock unit represents a contingent right to receive one (1) share of issuer common stock and shall vest on the one-year anniversary of the date of grant, subject to Mr. Kirk continuously providing services to the issuer or an affiliate from the date of grant until such time.
F3 Each restricted stock unit represents a contingent right to receive one (1) share of issuer common stock. The restricted stock units were granted on March 14, 2024 and vested in their entirety on the one-year anniversary of the date of grant.