RAAQ Sponsor LLC - Apr 28, 2025 Form 3 Insider Report for Real Asset Acquisition Corp. (RAAQ)

Role
Director, 10%+ Owner
Signature
/s/ Jordan Leon, Attorney-in-Fact for RAAQ Sponsor LLC
Stock symbol
RAAQ
Transactions as of
Apr 28, 2025
Transactions value $
$0
Form type
3
Date filed
4/28/2025, 09:38 PM
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding RAAQ Class B Ordinary Shares Apr 28, 2025 Class A Ordinary Shares 5.62M Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Class B ordinary shares are convertible for the Issuer's Class A ordinary shares as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-284777) (the "Registration Statement") and have no expiration date. The Class B ordinary shares beneficially owned by the Reporting Persons include up to 750,000 Class B ordinary shares subject to forfeiture to the Issuer depending on the extent to which the underwriters' over-allotment option is exercised in connection with the Issuer's initial public offering of units, as described in the Registration Statement.
F2 RAAQ Sponsor LLC is the record holder of the securities reported herein. Peter Ort and Jeff Tuder are the managing members of RAAQ Sponsor LLC. Each of Messrs. Ort and Tuder has voting and investment discretion with respect to the securities held of record by RAAQ Sponsor LLC.

Remarks:

See Exhibit 99.1 - Joint Filer Information, which is incorporated herein by reference and describes in further detail the relationships of the Reporting Persons to the Issuer. See Exhibits 24.1, 24.2 and 24.3 - Powers of Attorney.