Anthony Hayes - May 5, 2025 Form 4 Insider Report for Dominari Holdings Inc. (DOMH)

Signature
/s/ Anthony Hayes
Stock symbol
DOMH
Transactions as of
May 5, 2025
Transactions value $
$0
Form type
4
Date filed
5/6/2025, 04:15 PM
Previous filing
Apr 16, 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Hayes Anthony CEO, Director, 10%+ Owner 725 5TH AVENUE 22ND FLOOR, NEW YORK /s/ Anthony Hayes 2025-05-06 0001538372

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DOMH Common Stock Gift -15K -0.92% 1.61M May 5, 2025 Direct F1
holding DOMH Common Stock 116K May 5, 2025 By Rollover IRA F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding DOMH Series A Warrants (right to buy) 288K May 5, 2025 Common Stock 288K Direct F3
holding DOMH Series B Warrants (right to buy) 288K May 5, 2025 Common Stock 288K Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On May 5, 2025, the Reporting Person made a charitable gift of 15,000 shares. No value was received for the gifted shares.
F2 The securities are directly held by the Reporting Person's Rollover IRA, and they are indirectly held by the Reporting Person. The Reporting Person exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA.
F3 The Reporting Person holds Series A Warrants, which have an exercise price of $3.72 per share and expire February 14, 2030, and Series B Warrants, which have an exercise price of $4.22 and expire February 14, 2030, of the Issuer which were purchased in the Issuer's private placement offering consummated in February 2025, at a combined offering price of $3.47.