Alan Yu - 12 May 2025 Form 4 Insider Report for Karat Packaging Inc. (KRT)

Role
Chief Executive Officer, Director, 10%+ Owner
Signature
/s/ Alan Yu
Issuer symbol
KRT
Transactions as of
12 May 2025
Transactions value $
-$76,386
Form type
4
Filing time
15 May 2025, 20:36:39 UTC
Previous filing
15 May 2024
Next filing
13 Jun 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Yu Alan Chief Executive Officer, Director, 10%+ Owner 6185 KIMBALL STREET, CHINO /s/ Alan Yu 15 May 2025 0001790953

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KRT Common Stock Options Exercise +8K +0.12% 6.96M 12 May 2025 Direct F1
transaction KRT Common Stock Tax liability -$76.4K -2.54K -0.04% $30.04 6.95M 14 May 2025 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KRT Restricted Stock Units Options Exercise $0 -8K -50% $0.00 8K 12 May 2025 Common Stock 8K Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of Karat Packaging Inc.'s common stock received upon the vesting of restricted stock units ("RSUs").
F2 The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $29.9501 to $30.2801, inclusive. The reporting person undertakes to provide to Karat Packaging Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3 The RSUs convert into common stock on a one-for-one basis.
F4 On March 12, 2024, the reporting person was granted 24,000 RSUs. These RSUs were scheduled to vest in three equal, annual installments beginning on May 12, 2024.