| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Heshmatpour Amir F | President, Director | C/O NEONC TECHNOLOGIES HOLDINGS, INC., 2 DOLE DRIVE, WESTLAKE VILLAGE | /S/ AMIR F HESHMATPOUR | 19 May 2025 | 0001443035 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | NTHI | Common Stock | Purchase | $12K | +1.6K | +0.09% | $7.51 | 1.75M | 11 May 2025 | Direct | F1 |
| transaction | NTHI | Common Stock | Purchase | $10.1K | +1.4K | +0.08% | $7.23 | 1.75M | 12 May 2025 | Direct | F2, F3 |
| transaction | NTHI | Common Stock | Purchase | $6.94K | +990 | +0.06% | $7.01 | 1.75M | 13 May 2025 | Direct | F3, F4 |
| transaction | NTHI | Common Stock | Purchase | $7.27K | +1K | +0.06% | $7.27 | 1.75M | 14 May 2025 | Direct | F3, F5 |
| transaction | NTHI | Common Stock | Purchase | $10.9K | +1.5K | +0.09% | $7.30 | 1.76M | 15 May 2025 | Direct | F3, F6 |
| transaction | NTHI | CommonStock | Purchase | $59.2K | +3.51K | +0.2% | $16.87 | 1.76M | 16 May 2025 | Direct | F3, F7 |
| holding | NTHI | Common Stock | 257K | 11 May 2025 | By HCWG LLC | F8 | |||||
| holding | NTHI | Common Stock | 550K | 11 May 2025 | By KIG LLC | F9 | |||||
| holding | NTHI | Common Stock | 3.71M | 11 May 2025 | By AFH Holdings & Advisory, LLC. | F10 |
| Id | Content |
|---|---|
| F1 | Includes (i) 275,000 shares held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership, except to the extent of his pecuniary interest, if any, therein. |
| F2 | Represents the weighted average purchase price. The Shares were purchased at prices ranging from $7.28 to $7.11 per share, inclusive. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request. |
| F3 | See footnote 1. |
| F4 | Represents the weighted average purchase price. The Shares were purchased at prices ranging from $7.40 to $6.42 per share, inclusive. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request. |
| F5 | Represents the weighted average purchase price. The Shares were purchased at prices ranging from $7.44 to $7.20 per share, inclusive. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request. |
| F6 | Represents the weighted average purchase price. The Shares were purchased at prices ranging from $7.50 to $7.20 per share, inclusive. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request. |
| F7 | Represents the weighted average purchase price. The Shares were purchased at prices ranging from $20.99 to $7.01 per share, inclusive. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request. |
| F8 | The shares reported herein represent only Reporting Person's proportionate interest in HCWG LLC. |
| F9 | Such shares are held by KIG LLC of which Reporting Person's spouse is the sole member. Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest, if any, therein. |
| F10 | Reporting Person is the sole member and manager of AFH Holding & Advisory, LLC. |