| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| CHEN THOMAS C | CEO, Director, 10%+ Owner | C/O NEONC TECHNOLOGIES HOLDINGS, INC., 2 DOLE DRIVE, WESTLAKE VILLAGE | /S/ THOMAS C CHEN | 19 May 2025 | 0001998682 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | NTHI | Common Stock | Purchase | $2.8K | +400 | +0.07% | $7.00 | 546K | 12 May 2025 | Direct | F1 |
| holding | NTHI | Common Stock | 221K | 12 May 2025 | By HCWG LLC. | F2 | |||||
| holding | NTHI | Common Stock | 888K | 12 May 2025 | By NeuCen Biomedical Co. Ltd. | F3 | |||||
| holding | NTHI | Common Stock | 2.83M | 12 May 2025 | By TR Chen Third Family Limited Partnership. | F4 | |||||
| holding | NTHI | Common Stock | 93.3K | 12 May 2025 | By Tien Duan Chen Trust. |
| Id | Content |
|---|---|
| F1 | Includes shares of common stock held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest, if any, therein. |
| F2 | Such shares represent only Reporting Person's percentage interest in HCWG LLC. |
| F3 | Shares held by NeuCen Biomedical Co. Ltd. ("NeuCen"). NeuCen is owned in part by Reporting Person's spouse. Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest, if any, therein. |
| F4 | Shares held by T. R. Chen Third Family Limited Partnership, a NV limited partnership, of which Reporting Person and his spouse are the general partners with sole voting and dispositive power. Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest, if any, therein. |