| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| O'Hara Mary Payton | General Counsel and CLO, Director | C/O APPLIED ENERGETICS, INC., 9070 S. RITA ROAD, 1500, TUCSON | /s/ Mary P. O'Hara | 2025-05-22 | 0001880920 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AERG | Incentive Stock Option | Award | +500K | 500K | May 20, 2025 | Common Stock, par value $0.001 | 500K | $0.86 | Direct | F1, F2 | |||
| holding | AERG | Non-Statutory Stock Options | 360K | May 20, 2025 | Common Stock, par value $0.001 | 360K | $1.27 | Direct | F2, F3 | |||||
| holding | AERG | Incentive Stock Option | 640K | May 20, 2025 | Common Stock, par value $0.001 | 640K | $2.40 | Direct | F2, F4 |
| Id | Content |
|---|---|
| F1 | Options subject to vesting upon achievement of revenue-based milestones in amounts of 85,000, 165,000 and 250,000 shares upon the issuer's achievement of gross revenues in the amounts of $10 million, $25 million and $50 million, respectively. |
| F2 | Options were granted in exchange for services under the 2018 incentive Stock Plan and expire on the tenth anniversary of the date of grant. |
| F3 | Options were subject to timed vesting in equal monthly installments over three years from the date of grant and are fully vested. |
| F4 | Options are vested in the amount of 533,333 shares, with 106,667 shares remaining subject to vesting through 2025. |