Mary P. O'Hara - 20 May 2025 Form 4 Insider Report for APPLIED ENERGETICS, INC. (AERG)

Role
General Counsel and CLO, Director
Signature
/s/ Mary P. O'Hara
Issuer symbol
AERG
Transactions as of
20 May 2025
Net transactions value
$0
Form type
4
Filing time
22 May 2025, 16:12:32 UTC
Previous filing
06 Jan 2022
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
O'Hara Mary Payton General Counsel and CLO, Director C/O APPLIED ENERGETICS, INC., 9070 S. RITA ROAD, 1500, TUCSON /s/ Mary P. O'Hara 22 May 2025 0001880920

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AERG Incentive Stock Option Award +500,000 500,000 20 May 2025 Common Stock, par value $0.001 500,000 $0.8600 Direct F1, F2
holding AERG Non-Statutory Stock Options 360,000 20 May 2025 Common Stock, par value $0.001 360,000 $1.27 Direct F2, F3
holding AERG Incentive Stock Option 640,000 20 May 2025 Common Stock, par value $0.001 640,000 $2.40 Direct F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Options subject to vesting upon achievement of revenue-based milestones in amounts of 85,000, 165,000 and 250,000 shares upon the issuer's achievement of gross revenues in the amounts of $10 million, $25 million and $50 million, respectively.
F2 Options were granted in exchange for services under the 2018 incentive Stock Plan and expire on the tenth anniversary of the date of grant.
F3 Options were subject to timed vesting in equal monthly installments over three years from the date of grant and are fully vested.
F4 Options are vested in the amount of 533,333 shares, with 106,667 shares remaining subject to vesting through 2025.