Jonathan Klamkin - 31 Dec 2022 Form 5 Insider Report for Aeluma, Inc. (ALMU)

Signature
/s/ Jonathan Klamkin
Issuer symbol
ALMU
Transactions as of
31 Dec 2022
Transactions value $
$1,926,000
Form type
5
Filing time
23 May 2025, 13:30:26 UTC
Previous filing
25 Jun 2021
Next filing
09 Sep 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Klamkin Jonathan Chief Executive Officer, Director 27 CASTILIAN DRIVE, GOLETA, /s/ Jonathan Klamkin 23 May 2025 0001869626

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALMU Stock Option Sale $210,000 +100,000 +6.1% $2.1 1,726,995 30 Nov 2022 Common Stock 100,000 $2.1 Direct
transaction ALMU Stock Option Sale $1,716,000 +220,000 +13% $7.8 1,946,995 10 Jan 2024 Common Stock 220,000 $7.8 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.