Thurman J. Rodgers - May 30, 2025 Form 4 Insider Report for Complete Solaria, Inc. (SWPR)

Signature
/s/ Michael Penney, Attorney-in-Fact for Thurman J. Rodgers
Stock symbol
SWPR
Transactions as of
May 30, 2025
Transactions value $
$414,000
Form type
4
Date filed
6/3/2025, 09:30 PM
Previous filing
May 16, 2025
Next filing
Jun 4, 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Rodgers Thurman J Chief Executive Officer, Director, 10%+ Owner C/O COMPLETE SOLARIA, INC., 45700 NORTHPORT LOOP EAST, FREEMONT /s/ Michael Penney, Attorney-in-Fact for Thurman J. Rodgers 2025-06-03 0001183967

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SWPR Common Stock Purchase $207K +150K $1.38 150K May 30, 2025 See Note F1, F6
transaction SWPR Common Stock Purchase $207K +150K $1.38 150K May 30, 2025 See Note F2, F6
holding SWPR Common Stock 8.84K May 30, 2025 Direct
holding SWPR Common Stock 486K May 30, 2025 See Note F3
holding SWPR Common Stock 1.84M May 30, 2025 See Note F4
holding SWPR Common Stock 7.7M May 30, 2025 See Note F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Consists of 150,000 shares of common stock purchased by the TJ Rodgers 2012 Irrevocable Trust DTD 12/26/12, for which the reporting person's spouse serves as trustee.
F2 Consists of 150,000 shares of common stock purchased by the Valeta Massey 2012 Irrevocable Trust DTD 12/26/12, for which the reporting person's spouse serves as trustee.
F3 The reporting person is the manager of Rodgers Capital, LLC.
F4 These shares are held directly by the Rodgers Family Freedom and Free Markets Charitable Trust, a charitable remainder trust for which the reporting person and his spouse serve as trustees and of which the reporting person and his spouse are beneficiaries. The reporting person disclaims beneficial ownership except to the extent of his and his spouse's pecuniary interest therein.
F5 These shares are held directly by the Rodgers Massey Revocable Living Trust dtd 4/4/11 for which the reporting person and his spouse serve as trustees.
F6 The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.33 to $1.40, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.