Alan N. Forman - Jun 2, 2025 Form 4 Insider Report for B. Riley Financial, Inc. (RILY)

Role
EVP, General Counsel, Sec
Signature
/s/ Alan N. Forman
Stock symbol
RILY
Transactions as of
Jun 2, 2025
Transactions value $
-$4,188
Form type
4
Date filed
6/4/2025, 05:00 PM
Previous filing
Mar 18, 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Forman Alan N EVP, General Counsel, Sec C/O B. RILEY FINANCIAL, INC., 11100 SANTA MONICA BLVD., SUITE 800, LOS ANGELES /s/ Alan N. Forman 2025-06-04 0001490907

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RILY Common Stock Disposed to Issuer -$4.19K -1.37K -0.96% $3.05 142K Jun 2, 2025 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the cash settlement on June 2, 2025 of restricted stock units (RSUs) granted on May 24, 2022 under the B. Riley Financial, Inc. 2021 Stock Incentive Plan. Each RSU was settled for $3.05, the closing price per share of common stock of the Company on May 30, 2025.