| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| WEITZMAN HOWARD | SVP, Chief Accounting Officer | C/O B. RILEY FINANCIAL, INC., 11100 SANTA MONICA BLVD. SUITE 800, LOS ANGELES | /s/ Howard Weitzman | 2025-06-04 | 0001136368 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | RILY | Common Stock | Disposed to Issuer | -$2.79K | -915 | -1.54% | $3.05 | 58.6K | Jun 2, 2025 | Direct | F1 |
| holding | RILY | Common Stock | 7.5K | Jun 2, 2025 | See Footnote | F2 |
| Id | Content |
|---|---|
| F1 | Represents the cash settlement on June 2, 2025 of restricted stock units (RSUs) granted on May 24, 2022 under the B. Riley Financial, Inc. 2021 Stock Incentive Plan. Each RSU was settled for $3.05, the closing price per share of common stock of the Company on May 30, 2025. |
| F2 | Held by self-directed 401(k) Plan. |