PC Elfun LLC - 13 Jun 2025 Form 4 Insider Report for Great Elm Group, Inc. (GEG)

Role
10%+ Owner
Signature
/s/ Daniel J. Hopkins, Authorized Signatory
Issuer symbol
GEG
Transactions as of
13 Jun 2025
Transactions value $
$0
Form type
4
Filing time
17 Jun 2025, 16:41:58 UTC
Previous filing
20 Feb 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
PC Elfun LLC 10%+ Owner 3547 53RD AVENUE WEST,, #220, BRADENTON /s/ Daniel J. Hopkins, Authorized Signatory 17 Jun 2025 0001805255

PC Elfun LLC is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Remarks:

Pursuant to a Letter Agreement, dated as of June 13, 2025, by and between the Reporting Person and the Issuer, the 5.00% Convertible Senior PIK Notes due 2030 held by the Reporting Person are subject to a 9.9% conversion cap and, accordingly, the Reporting Person ceased to be a 10% Owner as of such date.