Axiom Intelligence Holdings 1 LLC - Jun 17, 2025 Form 3 Insider Report for Axiom Intelligence Acquisition Corp 1 (AXIN)

Role
10%+ Owner
Signature
/s/ Richard H. Dodd as managing member of Axiom Intelligence Holdings 1 LLC
Stock symbol
AXIN
Transactions as of
Jun 17, 2025
Transactions value $
$0
Form type
3
Date filed
6/17/2025, 08:00 PM
Next filing
Jun 24, 2025
SEC
View on sec.gov

Reporting Owners (3)

Name Relationship Address Signature Signature date CIK
Axiom Intelligence Holdings 1 LLC 10%+ Owner CO AXIOM INTELLIGENCE ACQUISITION CORP 1, BERKELEY SQUARE HOUSE, LONDON, UNITED KINGDOM /s/ Richard H. Dodd as managing member of Axiom Intelligence Holdings 1 LLC 2025-06-17 0002061467
Dodd Richard H. Director, 10%+ Owner BERKELEY SQUARE HOUSE, 2ND FLOOR, BERKELEY SQUARE, LONDON, UNITED KINGDOM /s/ Richard H. Dodd 2025-06-17 0002061511
Ward Douglas Edward CEO, Director, 10%+ Owner BERKELEY SQUARE HOUSE, 2ND FLOOR, BERKELEY SQUARE, LONDON, UNITED KINGDOM /s/ Douglas Ward 2025-06-17 0002062059

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding AXIN Class B Ordinary Shares Jun 17, 2025 Class A Ordinary Shares 6.71M Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 As described in the registration statement on Form S-1 (File No. 333-287279) of Axiom Intelligence Acquisition Corp 1 (the "Issuer") under the heading "Description of Securities--Founder Shares," the Class B ordinary shares will automatically convert into Class A ordinary shares at the time of the Issuer's initial business combination, or at any time prior to the Issuer's initial business combination, at the option of the holder, on a one-for-one basis, subject to certain adjustments. The Class B ordinary shares have no expiration date.
F2 These shares represent the Class B ordinary shares held by Axiom Intelligence Holdings 1 LLC (the "Sponsor") acquired pursuant to a subscription agreement by and between the Issuer and the Sponsor. The Class B ordinary shares include up to 875,000 shares that are subject to forfeiture in the event the underwriters of the Issuer's initial public offering do not exercise their over-allotment option in full as described in the Issuer's registration statement.
F3 The Sponsor is the record holder of 6,708,333 founder shares, up to 875,000 of such shares will be forfeited for no consideration if the underwriters do not exercise the over-allotment option in full. Richard H. Dodd and Douglas Ward are the managing members of the Sponsor and, as a result, hold voting and investment discretion with respect to the ordinary shares held of record by the Sponsor. Messrs. Dodd and Ward disclaim any beneficial ownership of the securities held by the Sponsor other than to the extent of their pecuniary interest therein, directly or indirectly.