Yorkville Acquisition Sponsor LLC - Jun 26, 2025 Form 3 Insider Report for Yorkville Acquisition Corp. (YORKU)

Role
10%+ Owner
Signature
/s/ Leslie Brault, Attorney-in-fact
Stock symbol
YORKU
Transactions as of
Jun 26, 2025
Transactions value $
$0
Form type
3
Date filed
6/27/2025, 08:14 AM
Next filing
Jul 2, 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Yorkville Acquisition Sponsor LLC 10%+ Owner C/O YORKVILLE ACQUISITION CORP., 1012 SPRINGFIELD AVENUE, MOUNTAINSIDE /s/ Leslie Brault, Attorney-in-fact 2025-06-26 0002074603

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding YORKU Class B ordinary shares Jun 26, 2025 Class A ordinary shares 5.75M Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 As described in the Issuer's registration statement on Form S-1 (File No. 333-286569) under the heading "Description of Securities--Founder Shares", the Class B ordinary shares will automatically convert into Class A ordinary shares at the time of the Issuer's initial business combination, on a one-for-one basis, subject to certain adjustments described therein and have no expiration date.
F2 These Class B ordinary shares are held by Yorkville Acquisition Sponsor LLC (the "Sponsor") and were acquired pursuant to a subscription agreement by and between the Sponsor and the Issuer. The Class B ordinary shares owned by the Sponsor includes up to 750,000 shares that are subject to forfeiture to the extent that the underwriters' over-allotment option is not exercised in full, as described in the Issuer's registration statement.
F3 YA II PN, Ltd. ("YA II PN") is the sole managing member of the Sponsor and holds voting and investment discretion over the securities held by the Sponsor. YA II PN is managed by Yorkville Advisors Global, LP ("Yorkville LP"), whose General Partner is Yorkville Advisors Global II, LLC ("Yorkville LLC"). All investment decisions for YA II PN are made by Mark Angelo, President and Managing Member of Yorkville LLC, and, as President and Managing Member of Yorkville LLC, Mr. Angelo may be deemed to have beneficial ownership of the Class B ordinary shares held by the Sponsor. Mr. Angelo disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

Remarks:

See Exhibit 24 - Power of Attorney