Cantor EP Holdings III, LLC - 27 Jun 2025 Form 4 Insider Report for Cantor Equity Partners III, Inc. (CAEP)

Role
10%+ Owner
Signature
/s/ Howard Lutnick
Issuer symbol
CAEP
Transactions as of
27 Jun 2025
Transactions value $
$5,800,000
Form type
4
Filing time
27 Jun 2025, 17:00:03 UTC
Previous filing
25 Jun 2025
SEC
View on sec.gov

Reporting Owners (4)

Name Relationship Address Signature Signature date CIK
Cantor EP Holdings III, LLC 10%+ Owner 110 EAST 59TH STREET, NEW YORK /s/ Howard Lutnick 27 Jun 2025 0002034272
CANTOR FITZGERALD, L. P. 10%+ Owner 110 EAST 59TH STREET, NEW YORK /s/ Brandon Lutnick, as Chief Executive Officer of Cantor EP Holdings III, LLC 27 Jun 2025 0001024896
CF GROUP MANAGEMENT INC 10%+ Owner 110 EAST 59TH STREET, NEW YORK /s/ Brandon Lutnick, as Chief Executive Officer of Cantor Fitzgerald, L.P. 27 Jun 2025 0001251145
LUTNICK HOWARD W 10%+ Owner 110 EAST 59TH STREET, NEW YORK /s/ Brandon Lutnick, as Chief Executive Officer of CF Group Management, Inc. 27 Jun 2025 0001250975

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CAEP Class A ordinary shares Purchase $5.8M +580K $10.00 580K 27 Jun 2025 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These Class A ordinary shares were acquired by Cantor EP Holdings III, LLC (the "Sponsor") pursuant to a private placement shares purchase agreement, dated June 25, 2025, by and between the Sponsor and the issuer.
F2 The Sponsor is the record holder of the shares reported herein. Cantor Fitzgerald, L.P. ("Cantor") is the sole member of the Sponsor. CF Group Management, Inc. ("CFGM") is the managing general partner of Cantor. Mr. Lutnick is the trustee of the sole stockholder of CFGM. As such, each of Cantor, CFGM and Mr. Lutnick may be deemed to have beneficial ownership of the shares directly held by the Sponsor. Each such entity or person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.
F3 On May 16, 2025, Howard W. Lutnick, in his capacity as trustee of a trust, entered into agreements to sell to trusts controlled by Brandon Lutnick all of the voting shares of CFGM. Following the closing of the transactions contemplated by such agreements, Brandon Lutnick will be deemed to have voting or dispositive power over the ordinary shares owned by our sponsor, and Howard W. Lutnick will no longer have voting or dispositive power over such shares. The closings of the transactions contemplated by such agreements are subject to the satisfaction of customary closing conditions, including receipt of required regulatory approvals.