Thurman J. Rodgers - Jul 10, 2025 Form 4 Insider Report for Complete Solaria, Inc. (SWPR)

Role: Chief Executive Officer, Director, 10%+ Owner
Signature: /s/ Michael Penney, Attorney-in-Fact for Thurman J. Rodgers
Stock symbol: SWPR
Transactions as of: Jul 10, 2025
Transactions value $: $5,000,000
Form type: 4
Date filed: 7/15/2025, 09:00 PM
Previous filing: Jun 17, 2025
Next filing: Aug 11, 2025
SEC: View on sec.gov

Reporting Owners (1)

Name	Relationship	Address	Signature	Signature date	CIK
Rodgers Thurman J	Chief Executive Officer, Director, 10%+ Owner	C/O COMPLETE SOLARIA, INC., 45700 NORTHPORT LOOP EAST, FREEMONT	/s/ Michael Penney, Attorney-in-Fact for Thurman J. Rodgers	2025-07-15	0001183967

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	SWPR	12% Convertible Senior Note due 2029	Purchase	$5M				$5M	Jul 10, 2025	Common Stock	2.79M		See Footnote	F1, F2, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The conversion rate for the 12% Convertible Senior Note due 2029 (the "Convertible Note") is equal to 558.6592 shares of common stock per $1,000 principal amount of the Convertible Note, subject to adjustment in accordance with the terms of the Convertible Note.
F2	The Convertible Note matures on July 1, 2029, unless earlier converted or repurchased. The Reporting Person may convert all or any portion of the Convertible Note prior to the close of business on the business day immediately preceding the maturity date.
F3	The Convertible Note is held by the Rodgers Massey Revocable Trust, for which the Reporting Person and his spouse serve as trustees.