Christopher Donaghey - Jul 13, 2025 Form 4 Insider Report for APPLIED ENERGETICS, INC. (AERG)

Role: President & CEO/Principal AO, Director
Signature: /s/ Christopher Donaghey
Stock symbol: AERG
Transactions as of: Jul 13, 2025
Transactions value $: -$84,977
Form type: 4
Date filed: 7/16/2025, 05:15 PM
Previous filing: Jul 9, 2025
Next filing: Aug 8, 2025
SEC: View on sec.gov

Reporting Owners (1)

Name	Relationship	Address	Signature	Signature date	CIK
Donaghey Christopher Wayne	President & CEO/Principal AO, Director	C/O APPLIED ENERGETICS, INC., 9070 S. RITA ROAD, SUITE 1500, TUCSON	/s/ Christopher Donaghey	2025-07-16	0001953387

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	AERG	Common Stock, par value $0.001 per share	Options Exercise		+100K	+76.32%		231K	Jul 13, 2025	Direct	F1
transaction	AERG	Common Stock, par value $0.001 per share	Tax liability	-$85K	-37.4K	-16.2%	$2.27	194K	Jul 15, 2025	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	AERG	Restricted Stock Unit	Options Exercise		-100K	-50%		100K	Jul 13, 2025	Common Stock, par value $.001 per share	100K		Direct	F2
holding	AERG	Incentive Stock Options						1M	Jul 13, 2025	Common Stock, par value $.001 per share	1M	$0.78	Direct	F3
holding	AERG	Non-Statutory Stock Options						150K	Jul 13, 2025	Common Stock, par value $.001 per share	150K	$0.35	Direct	F4
holding	AERG	Non-Statutory Stock Options						200K	Jul 13, 2025	Common Stock, par value $.001 per share	200K	$0.61	Direct	F5
holding	AERG	Incentive Stock Options						1M	Jul 13, 2025	Common Stock, par value $.001 per share	1M	$2.36	Direct	F6

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Consists of vesting of RSUs in the amount of 100,000 shares with no exercise price and forfeiture of 37,435 to cover tax withholding. Price reflects the weighted average price of multiple trades executed at prices ranging from $2.27 to $2.29, on July 15, 2025. The reporting person undertakes to provide to the SEC staff, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F2	RSUs vest automatically in the amount of 100,000 shares on each anniversary date, without execution or any need for exercise, and have no expiration date. They were issued in exchange for services pursuant to an RSU Agreement.
F3	The options vest upon the achievement of specified revenue milestones as follows: with respect to 170,000 Shares, upon achievement of gross revenues of $10 million; with respect to an additional 330,000 Shares, upon achievement of gross revenues of $25 million; and with respect to the remaining 500,000 Shares, upon achievement of gross revenues of $50 million. They were issued in exchange for services pursuant to an Incentive Stock Option Agreement under the 2018 Incentive Stock Plan and expire ten years from the date of grant.
F4	These options vested in instalments of 37,500 shares on each of 9/29/2019, 4/29/2020, 9/29/2020 and 4/29/2021. They were issued in exchange for services pursuant to an Incentive Stock Option Agreement under the 2018 Incentive Stock Plan.
F5	These options vested on May 12, 2022. They were issued in exchange for services pursuant to an Incentive Stock Option Agreement under the 2018 Incentive Stock Plan.
F6	These options vest over four years, in equal annual instalments of 250,000 shares, commencing on July 12, 2023, having currently vested as to 750,000 shares. They were issued in exchange for services pursuant to an Incentive Stock Option Agreement under the 2018 Incentive Stock Plan.