Cantor EP Holdings IV, LLC - Aug 20, 2025 Form 3 Insider Report for Cantor Equity Partners IV, Inc. (CEPF)

Role
10%+ Owner
Signature
/s/ Howard W. Lutnick
Stock symbol
CEPF
Transactions as of
Aug 20, 2025
Transactions value $
$0
Form type
3
Date filed
8/20/2025, 08:30 PM
Next filing
Aug 22, 2025
SEC
View on sec.gov

Reporting Owners (4)

Name Relationship Address Signature Signature date CIK
Cantor EP Holdings IV, LLC 10%+ Owner 110 EAST 59TH STREET, NEW YORK /s/ Howard W. Lutnick 2025-08-20 0002034271
CANTOR FITZGERALD, L. P. 10%+ Owner 110 EAST 59TH STREET, NEW YORK /s/ Brandon Lutnick, as Chief Executive Officer of Cantor EP Holdings IV, LLC 2025-08-20 0001024896
CF GROUP MANAGEMENT INC 10%+ Owner 110 EAST 59TH STREET, NEW YORK /s/ Brandon Lutnick, as Chief Executive Officer of Cantor Fitzgerald, L.P. 2025-08-20 0001251145
LUTNICK HOWARD W 10%+ Owner 110 EAST 59TH STREET, NEW YORK /s/ Brandon Lutnick, as Chief Executive Officer of CF Group Management, Inc. 2025-08-20 0001250975

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CEPF Class B ordinary shares Aug 20, 2025 Class A ordinary shares 11.5M Direct F1, F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 As described in the issuer's registration statement on Form S-1 (File No. 333-288768) under the heading "Description of Securities--Founder Shares", the Class B ordinary shares will automatically convert into Class A ordinary shares at the time of the issuer's initial business combination, or at any time and from time to time at the option of the holder, on a one-for-one basis, subject to adjustment for share sub-divisions, share dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights.
F2 These shares represent Class B ordinary shares directly held by Cantor EP Holdings IV, LLC (the "Sponsor"). The Class B ordinary shares owned by the reporting persons include up to 1,500,000 shares that are subject to forfeiture in the event the underwriters of the initial public offering of the issuer's Class A ordinary shares do not exercise in full their over-allotment option as described in the issuer's registration statement.
F3 The Sponsor is the record holder of the shares reported herein. Cantor Fitzgerald, L.P. ("Cantor") is the sole member of the Sponsor. CF Group Management, Inc. ("CFGM") is the managing general partner of Cantor. Mr. Lutnick is the trustee of the sole stockholder of CFGM. As such, each of Cantor, CFGM and Mr. Lutnick may be deemed to have beneficial ownership of the shares directly held by the Sponsor. Each such entity or person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.
F4 On May 16, 2025, Howard W. Lutnick, in his capacity as trustee of a trust, entered into agreements to sell to trusts controlled by Brandon Lutnick all of the voting shares of CFGM. Following the closing of the transactions contemplated by such agreements, Brandon Lutnick will be deemed to have voting or dispositive power over the ordinary shares owned by our sponsor, and Howard W. Lutnick will no longer have voting or dispositive power over such shares. The closings of the transactions contemplated by such agreements are subject to the satisfaction of customary closing conditions, including receipt of required regulatory approvals.