David A. Lorber - Sep 3, 2025 Form 4 Insider Report for PhenixFIN Corp (PFX)

Role
CHAIRMAN AND CEO, Director, 10%+ Owner
Signature
/s/ David A. Lorber
Stock symbol
PFX
Transactions as of
Sep 3, 2025
Transactions value $
$28,982
Form type
4
Date filed
9/5/2025, 04:34 PM
Previous filing
Jun 18, 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Lorber David A CHAIRMAN AND CEO, Director, 10%+ Owner 445 PARK AVENUE,, 10TH FLOOR, NEW YORK /s/ David A. Lorber 2025-09-05 0001358538

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PFX COMMON STOCK Purchase $9.57K +200 +0.14% $47.83 143K Sep 3, 2025 Direct F1
transaction PFX COMMON STOCK Purchase $14.5K +300 +0.21% $48.41 144K Sep 4, 2025 Direct F2
transaction PFX COMMON STOCK Purchase $4.89K +100 +0.07% $48.93 144K Sep 5, 2025 Direct
holding PFX COMMON STOCK 3.38K Sep 3, 2025 By spouse F3
holding PFX COMMON STOCK 81.7K Sep 3, 2025 By FrontFour Master Fund, Ltd. F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $47.82 to $47.84, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.
F2 The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $48.25 to $48.50, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (2) to this Form 4.
F3 Shares held in David A. Lorber's spouse's individual retirement account.
F4 Shares owned directly by FrontFour Master Fund, Ltd. ("FrontFour Master Fund") and indirectly by David A. Lorber by virtue of his position as a managing member and principal owner of the investment manager of FrontFour Master Fund. Mr. Lorber disclaims beneficial ownership of the shares owned directly by FrontFour Master Fund except to the extent of his pecuniary interest therein.