| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Krueger Matthew | CFO, Treasurer and Secretary, 10%+ Owner | C/O ASSET ENTITIES HOLDINGS, LLC,, 100 CRESCENT CT, 7TH FLOOR, DALLAS | /s/ Matthew Krueger | 2025-09-16 | 0001928781 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ASST | Class B Common Stock | Conversion of derivative security | $0 | +1M | +400% | $0.00 | 1.25M | Sep 12, 2025 | By Asset Entities Holdings, LLC | F1 |
| transaction | ASST | Class B Common Stock | Other | -1.25M | -100% | 0 | Sep 12, 2025 | By Asset Entities Holdings, LLC | F1, F2 | ||
| transaction | ASST | Class B Common Stock | Other | -5K | -100% | 0 | Sep 12, 2025 | Direct | F2 | ||
| transaction | ASST | Class A Common Stock | Other | +1.25M | 1.25M | Sep 12, 2025 | By Asset Entities Holdings, LLC | F1, F2 | |||
| transaction | ASST | Class A Common Stock | Other | +5K | 5K | Sep 12, 2025 | Direct | F2 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ASST | Class A Common Stock | Conversion of derivative security | $0 | -1M | -100% | $0.00 | 0 | Sep 12, 2025 | Class B Common Stock | 1M | By Asset Entities Holdings, LLC | F1, F3 |
Matthew Krueger is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.
| Id | Content |
|---|---|
| F1 | Shares held of record by Asset Entities Holdings, LLC. The reporting person disclaims beneficial ownership of the shares except to the extent of such person's pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. |
| F2 | Pursuant to a reclassification exempt under Rule 16b-7, each share of the issuer's Class B Common Stock, $0.0001 par value per share (the "Original Class B Common Stock"), was redesignated as Class A Common Stock, $0.001 par value per share, and each share of the issuer's Class A Common Stock, $0.0001 par value per share (the "Original Class A Common Stock"), was redesignated as Class B Common Stock, $0.001 par value per share. |
| F3 | The Original Class A Common Stock was convertible into the Original Class B Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and had no expiration date. |