Name | Relationship | Address | Signature | Signature date | CIK |
---|---|---|---|---|---|
Mafrice Daniel | Chairman, President and CEO, Director | C/O REMORA CAPITAL CORP., 3200 WEST END AVENUE, SUITE 500, NASHVILLE | /s/ Daniel Mafrice | 2025-09-19 | 0002078141 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | Common Stock, par value $0.001 per share | Other | $279K | +27.9K | $10.00 | 27.9K | Sep 5, 2025 | By Equity Trust Company Cust FBO Daniel Mafrice | F1, F2 | ||
transaction | Common Stock, par value $0.001 per share | Other | $98.6K | +9.86K | +985.58% | $10.00 | 10.9K | Sep 5, 2025 | By Remora Capital Management, LLC | F1, F2, F3 | |
transaction | Preferred Stock, par value $0.001 per share | Other | $5.73K | +573 | $10.00 | 573 | Sep 5, 2025 | By Equity Trust Company Cust FBO Daniel Mafrice | F1, F2 | ||
transaction | Preferred Stock, par value $0.001 per share | Other | $2.02K | +202 | $10.00 | 202 | Sep 5, 2025 | By Remora Capital Management, LLC | F1, F2, F3 |
Id | Content |
---|---|
F1 | The transactions reported herein are being reported late due to an inadvertent administrative delay and not any error of the Reporting Person. |
F2 | On September 5, 2025, Remora Capital Corporation (the "Company") entered into agreements and plans of merger (collectively, the "Merger Agreements") by and between the Company and certain private funds managed by Remora Capital Management, LLC (the "Adviser"). Under the Merger Agreements, the limited partners of such private funds respectively received a number of shares of the Company's common stock, par value $0.001 per share (the "Common Stock"), equal to such limited partner's consideration multiple, multiplied by 9,798.928, and a number of shares of the Company's preferred stock, par value $0.001 per share (the "Preferred Stock"), equal to such limited partner's consideration multiple, multiplied by 201.072. The transactions contemplated by the Merger Agreements are detailed in a Current Report on Form 8-K filed by the Company with the Securities and Exchange Commission on September 11, 2025. |
F3 | Mr. Mafrice is a control person of the Adviser and, accordingly, controls the shares of common stock and preferred stock of the Company owned by the Adviser. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |