Christopher Donaghey - Sep 25, 2025 Form 4 Insider Report for APPLIED ENERGETICS, INC. (AERG)

Role
President & CEO/Principal AO, Director
Signature
/s/ Christopher Donaghey
Stock symbol
AERG
Transactions as of
Sep 25, 2025
Transactions value $
-$20,000
Form type
4
Date filed
9/29/2025, 04:28 PM
Previous filing
Aug 8, 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Donaghey Christopher Wayne President & CEO/Principal AO, Director C/O APPLIED ENERGETICS, INC., 9070 S. RITA ROAD, SUITE 1500, TUCSON /s/ Christopher Donaghey 2025-09-29 0001953387

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AERG Common Stock, par value $0.001 per share Sale -$20K -10K -5.45% $2.00 174K Sep 25, 2025 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding AERG Incentive Stock Options 1M Sep 25, 2025 Common Stock, par value $.001 per share 1M $0.78 Direct F2
holding AERG Non-Statutory Stock Options 150K Sep 25, 2025 Common Stock, par value $.001 per share 150K $0.35 Direct F3
holding AERG Non-Statutory Stock Options 200K Sep 25, 2025 Common Stock, par value $.001 per share 200K $0.61 Direct F4
holding AERG Incentive Stock Options 1M Sep 25, 2025 Common Stock, par value $.001 per share 1M $2.36 Direct F5
holding AERG Restricted Stock Units 100K Sep 25, 2025 Common Stock, par value $.001 per share 100K Direct F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Sale price reflects the weighted average price of multiple trades executed at prices ranging from $1.95 to $2.05, on September 25, 2025. The reporting person undertakes to provide to the SEC staff, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F2 The options vest upon the achievement of specified revenue milestones as follows: with respect to 170,000 Shares, upon achievement of gross revenues of $10 million; with respect to an additional 330,000 Shares, upon achievement of gross revenues of $25 million; and with respect to the remaining 500,000 Shares, upon achievement of gross revenues of $50 million. They were issued in exchange for services pursuant to an Incentive Stock Option Agreement under the 2018 Incentive Stock Plan and expire ten years from the date of grant.
F3 These options vested in instalments of 37,500 shares on each of 9/29/2019, 4/29/2020, 9/29/2020 and 4/29/2021. They were issued in exchange for services pursuant to an Incentive Stock Option Agreement under the 2018 Incentive Stock Plan.
F4 These options vested on May 12, 2022. They were issued in exchange for services pursuant to an Incentive Stock Option Agreement under the 2018 Incentive Stock Plan.
F5 These options vest over four years, in equal annual instalments of 250,000 shares, commencing on July 12, 2023, having currently vested as to 750,000 shares. They were issued in exchange for services pursuant to an Incentive Stock Option Agreement under the 2018 Incentive Stock Plan.
F6 These RSUs vest in equal annual instalments of 100,000 shares, commencing on July 12, 2023 and have no expiration date or exercise price.