Randal J. Kirk - Sep 30, 2025 Form 4 Insider Report for PRECIGEN, INC. (PGEN)

Signature
/s/ Randal J. Kirk
Stock symbol
PGEN
Transactions as of
Sep 30, 2025
Transactions value $
-$6,170,964
Form type
4
Date filed
9/30/2025, 05:44 PM
Previous filing
Sep 19, 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
KIRK RANDAL J Director, 10%+ Owner C/O THIRD SECURITY, LLC, 1881 GROVE AVENUE, RADFORD /s/ Randal J. Kirk 2025-09-30 0001091823

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PGEN Common Stock Sale -$6.17M -1.81M -11.03% $3.41 14.6M Sep 30, 2025 by Sunset 2020 F1, F2
holding PGEN Common Stock 82.2M Sep 30, 2025 by R.J. Kirk DOT F2
holding PGEN Common Stock 8.52M Sep 30, 2025 by Kapital Joe F2
holding PGEN Common Stock 1.1M Sep 30, 2025 by Parkview 2020 F2
holding PGEN Common Stock 490K Sep 30, 2025 by JPK 2008 F2
holding PGEN Common Stock 3.7M Sep 30, 2025 by JPK 2009 F2
holding PGEN Common Stock 1.65M Sep 30, 2025 by JPK 2012 F2
holding PGEN Common Stock 489K Sep 30, 2025 by MGK 2008 F2
holding PGEN Common Stock 3.94M Sep 30, 2025 by MGK 2009 F2
holding PGEN Common Stock 1.64M Sep 30, 2025 by MGK 2011 F2
holding PGEN Common Stock 578K Sep 30, 2025 by ZSK 2008 F2
holding PGEN Common Stock 351K Sep 30, 2025 by ZSK 2009 F2
holding PGEN Common Stock 454K Sep 30, 2025 by Kellie L. Banks LTT F2
holding PGEN Common Stock 1.4K Sep 30, 2025 by Lotus F2
holding PGEN Common Stock 6.09M Sep 30, 2025 by Third Security F2
holding PGEN Common Stock 1.14M Sep 30, 2025 by Spouse
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.35 to $3.62, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
F2 Randal J. Kirk controls each of Sunset 2020 LLC ("Sunset 2020"), R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), Kapital Joe, LLC ("Kapital Joe"), Parkview 2020 Limited Partnership ("Parkview 2020"), JPK 2008 LLC ("JPK 2008"), JPK 2009 LLC ("JPK 2009"), JPK 2012 LLC ("JPK 2012"), MGK 2008 LLC ("MGK 2008"), MGK 2009 LLC ("MGK 2009"), MGK 2011 LLC ("MGK 2011"), ZSK 2008 LLC ("ZSK 2008"), ZSK 2009 LLC ("ZSK 2009"), Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT"), Lotus Capital (2000) Company, Inc. ("Lotus"), and Third Security, LLC ("Third Security"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.