Mark N. Tompkins - Sep 29, 2025 Form 4/A - Amendment Insider Report for Aeluma, Inc. (ALMU)

Role
10%+ Owner
Signature
/s/ Mark N. Tompkins
Stock symbol
ALMU
Transactions as of
Sep 29, 2025
Transactions value $
-$546,884
Form type
4/A - Amendment
Date filed
10/6/2025, 09:23 PM
Date Of Original Report
Oct 2, 2025
Previous filing
Sep 8, 2025
Next filing
Sep 30, 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Tompkins Mark N. 10%+ Owner APP. 1,, VIA GUIDINO 23, LUGANO-PARADISO, SWITZERLAND /s/ Mark N. Tompkins 2025-10-06 0001455971

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALMU Common Stock Sale -$547K -33.8K -1.17% $16.18 2.86M Sep 30, 2025 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On October 2, 2025, the Reporting Person filed a Form 4 (the "Original Report") which incorrectly stated the total shares sold in the reported transaction in Table I - Column 4 of the Original Report.. The Reporting Person is filing this Form 4/A to amend and correct the discrepancy.
F2 The price reported in Column 4 represents a weighted average sales price of $16.18. These shares were sold in multiple transactions at prices ranging from $15.86 to $16.75, inclusive.

Remarks:

The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes above.