Anastasiia Kotaieva - Oct 8, 2025 Form 4 Insider Report for Nukkleus Inc. (NUKK)

Role
Director, 10%+ Owner
Signature
/s/ Anastasiia Kotaieva
Stock symbol
NUKK
Transactions as of
Oct 8, 2025
Transactions value $
$100
Form type
4
Date filed
10/10/2025, 07:05 PM
Previous filing
Dec 23, 2024
Next filing
Oct 24, 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Kotaieva Anastasiia Director, 10%+ Owner C/O NUKKLEUS INC.,, 575 FIFTH AVENUE, 14TH FLOOR, NEW YORK /s/ Anastasiia Kotaieva 2025-10-10 0002045096

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NUKK Common Stock, $0.0001 par value per share Purchase +118K +25.02% 588K Oct 8, 2025 See Footnote F1
transaction NUKK Common Stock, $0.0001 par value per share Purchase +260K +44.23% 847K Oct 9, 2025 See Footnote F2
transaction NUKK Common Stock, $0.0001 par value per share Purchase +1M +118.01% 1.85M Oct 9, 2025 See Footnote F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NUKK Warrant Purchase $100 +1M +199.43% $0.00 1.5M Oct 7, 2025 Common 1M $0.00 See Footnote 3
transaction NUKK Warrant Exercise of in-the-money or at-the-money derivative security -150K -9.99% 1.35M Oct 8, 2025 Common 150K $2.00 See Footnote 1 F1
transaction NUKK Warrant Exercise of in-the-money or at-the-money derivative security -351K -26% 1M Oct 9, 2025 Common 351K $2.41 See Footnote 2 F2
transaction NUKK Warrant Exercise of in-the-money or at-the-money derivative security -1M -100% 0 Oct 9, 2025 Common 1M $0.00 See Footnote 3 F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares issued upon exercise (on a cashless basis) of a warrant issued in June 2024 to X Group Family of Funds Limited Partnership for 150,000 shares (after giving effect to a reverse split implemented in October 2024). Anastasiia Kotaieva, a director of the Company, is the owner of X Group Family of Funds Limited Partnership.
F2 Shares issued upon exercise (on a cashless basis) of a warrant issued in November 2024 to X Group Family of Funds Limited Partnership for 351,424 shares. Anastasiia Kotaieva, a director of the Company, is the owner of X Group Family of Funds Limited Partnership.
F3 Shares issued upon exercise (on a cashless basis) of a pre-funded warrant issued in August 2025 to an unrelated third party for a total of 1,702,088 shares and assigned on October 7, 2025 to X Group Family of Funds Limited Partnership. Anastasiia Kotaieva, a director of the Company, is the owner of X Group Family of Funds Limited Partnership.