STEPHEN W. MCCAHON - 20 Oct 2025 Form 4 Insider Report for APPLIED ENERGETICS, INC. (AERG)

Signature
/s/ Stephen W. McCahon
Issuer symbol
AERG
Transactions as of
20 Oct 2025
Transactions value $
$-16,500
Form type
4
Filing time
22 Oct 2025, 17:09:21 UTC
Previous filing
23 Sep 2025
Next filing
21 Nov 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
MCCAHON STEPHEN WILLIAM Chief Science Officer C/O APPLIED ENERGETICS, INC., 9070 S. RITA ROAD, SUITE 1500, TUCSON /s/ Stephen W. McCahon 22 Oct 2025 0001284227

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AERG Common Stock, par value $0.001 per share Sale $-16,500 -10,000 -0.08% $1.65 12,802,861 20 Oct 2025 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding AERG Common Stock Purchase Warrants 1,585,000 20 Oct 2025 Common Stock, par value $.001 per share 1,585,000 $0.0600 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Sale price reflects the weighted average price of multiple trades executed at prices ranging from $1.61 to $1.83, on October 20, 2025. The reporting person undertakes to provide to the SEC staff, upon request, full information regarding the number of shares and prices at which the transaction was effected.