Amir F. Heshmatpour - 06 Nov 2025 Form 4 Insider Report for NEONC TECHNOLOGIES HOLDINGS, INC. (NTHI)

Role
President, Director, 10%+ Owner
Signature
/S/ AMIR F HESHMATPOUR
Issuer symbol
NTHI
Transactions as of
06 Nov 2025
Transactions value $
$0
Form type
4
Filing time
10 Nov 2025, 21:59:29 UTC
Previous filing
23 May 2025
Next filing
24 Nov 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Heshmatpour Amir F President, Director, 10%+ Owner 23975 SORRENTO PARK, SUITE 205, CALABASAS /S/ AMIR F HESHMATPOUR 10 Nov 2025 0001443035

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NTHI CommonStock Award +1.2M +68.1% 2.96M 06 Nov 2025 Direct F1, F2, F3
holding NTHI Common Stock 256K 06 Nov 2025 By HCWG LLC F4
holding NTHI Common Stock 550K 06 Nov 2025 By KIG LLC F5
holding NTHI Common Stock 3.71M 06 Nov 2025 By AFH Holdings & Advisory, LLC. F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted common stock granted pursuant to Issuer's 2023 Equity Incentive Plan (the "Plan"). Of such shares, 600,000 shares vest on January 2, 2026. The remaining shares vest in twelve tranches of 50,000 shares on the first of each month commencing on February 1, 2026.
F2 Not applicable.
F3 Includes 275,000 shares held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership, except to the extent of his pecuniary interest, if any, therein.
F4 Such shares represent only Reporting Person's proportionate interest in HCWG LLC.
F5 Such shares are held by KIG LLC of which Reporting Person's spouse is the sole member. Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest, if any, therein.
F6 Reporting Person is the sole member and manager of AFH Holding & Advisory, LLC.