STEINBERG JOSEPH S - 08 Jul 2021 Form 4 Insider Report for Jefferies Financial Group Inc. (JEF)

Role
Chairman of the Board, Director
Signature
/s/ Justin DeSpirito, by power of attorney
Issuer symbol
JEF
Transactions as of
08 Jul 2021
Transactions value $
$38,000
Form type
4
Filing time
13 Jul 2021, 06:01:32 UTC
Previous filing
24 May 2021
Next filing
10 Aug 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction JEF Common Stock Options Exercise $38,000 +2,000 +0.08% $19.00 2,634,979 08 Jul 2021 Direct F1
holding JEF Common Stock 19,353,511 08 Jul 2021 See explanation F3
holding JEF Common Stock 252,652 08 Jul 2021 See explanation F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction JEF Option - Right to Buy Options Exercise $0 -2,000 -100% $0.000000* 0 08 Jul 2021 Common Stock 2,000 $19.00 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Exercise of option exempt under Rule 16b-3 and Rule 16b-6(b).
F2 The option became exercisable as to 25% of the underlying shares on each of July 14, 2017, 2018, 2019, and 2020.
F3 Consists of shares held by corporations that are owned by the Reporting Person and shares held in trust for the Reporting Person's children.
F4 Shares held by the Reporting Person's wife.