NEIL S. NOVICH - 30 Sep 2021 Form 4 Insider Report for Hillenbrand, Inc. (HI)

Role
Director
Signature
/s/ Sarah A. Tarkington as Attorney-in-Fact for Neil S. Novich
Issuer symbol
HI
Transactions as of
30 Sep 2021
Net transactions value
$0
Form type
4
Filing time
04 Oct 2021, 16:31:35 UTC
Previous filing
03 Sep 2021
Next filing
02 Dec 2021
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HI Restricted Stock Units (Deferred Stock Award) 2/24/10 Award $0 +17 +0.46% $0.000000 3,685 30 Sep 2021 Common Stock 17 Direct F1, F2, F3
transaction HI Restricted Stock Units (Deferred Stock Award) 2/23/11 Award $0 +27 +0.49% $0.000000 5,539 30 Sep 2021 Common Stock 27 Direct F1, F2, F3
transaction HI Restricted Stock Units (Deferred Stock Award) 2/22/12 Award $0 +26 +0.5% $0.000000 5,267 30 Sep 2021 Common Stock 26 Direct F1, F2, F3
transaction HI Restricted Stock Units (Deferred Stock Award) 2/27/13 Award $0 +23 +0.48% $0.000000 4,812 30 Sep 2021 Common Stock 23 Direct F1, F2, F3
transaction HI Restricted Stock Units (Deferred Stock Award) 2/26/14 Award $0 +18 +0.48% $0.000000 3,803 30 Sep 2021 Common Stock 18 Direct F1, F2, F3
transaction HI Restricted Stock Units (Deferred Stock Award) 2/25/15 Award $0 +18 +0.48% $0.000000 3,750 30 Sep 2021 Common Stock 18 Direct F1, F2, F3
transaction HI Restricted Stock Units (Deferred Stock Award) 2/24/16 Award $0 +21 +0.49% $0.000000 4,267 30 Sep 2021 Common Stock 21 Direct F1, F2, F3
transaction HI Restricted Stock Units (Deferred Stock Award) 2/22/17 Award $0 +15 +0.5% $0.000000 3,016 30 Sep 2021 Common Stock 15 Direct F1, F2, F3
transaction HI Restricted Stock Units (Deferred Stock Award) 2/15/18 Award $0 +13 +0.49% $0.000000 2,665 30 Sep 2021 Common Stock 13 Direct F1, F2, F3
transaction HI Restricted Stock Units (Deferred Stock Award) 2/14/19 Award $0 +13 +0.49% $0.000000 2,674 30 Sep 2021 Common Stock 13 Direct F1, F2, F3
transaction HI Restricted Stock Units (Deferred Stock Award) 2/13/20 Award $0 +20 +0.5% $0.000000 3,996 30 Sep 2021 Common Stock 20 Direct F1, F2, F3
transaction HI Restricted Stock Units (Deferred Stock Award) 2/11/21 Award $0 +14 +0.5% $0.000000 2,817 30 Sep 2021 Common Stock 14 Direct F1, F2, F4
transaction HI Deferred Director Fees Award $0 +12 +0.37% $0.000000 3,249 30 Sep 2021 Common Stock 12 Direct F1, F2, F6
holding HI RESTRICTED STOCK UNITS CUMULATIVE TOTAL 46,291 30 Sep 2021 Common Stock 225 Direct F1, F3, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Conversion or Exercise Price of Derivative Securities is 1-for-1.
F2 Restricted Stock Units are entitled to dividend equivalent rights, which accrue on dividend record dates.
F3 These Restricted Stock Units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director, for awards granted in May, 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving.
F4 These Restricted Stock Units vest on the earlier to occur of the issuer's next annual meeting of shareholders or one year from the date of grant; provided, that these Restricted Stock Units will immediately vest upon, and in any case delivery of the shares underlying these Restricted Stock Units will not occur until, the occurrence of one of the following: a change in control of the issuer, the director's death or permanent and total disability, or one day after the date the director ceases to be a director of the issuer.
F5 This amount represents cumulative total of all Restricted Stock Units (deferred stock awards) granted to reporting person. This cumulative total does not represent additional Restricted Stock Units granted to the reporting person, but is merely a total of all awards reported separately on this SEC Form 4.
F6 These Restricted Stock Units will be automatically converted into shares of stock upon the reporting person's retirement from the Board of Directors of the Company.