Mary Kay Ladone - 08 Nov 2021 Form 4 Insider Report for Hill-Rom Holdings, Inc. (HRC)

Role
SVP, Corp. Dev., Strat. & IR
Signature
/s/ Ari D. Mintzer as Attorney-in-Fact for Mary Kay Ladone
Issuer symbol
HRC
Transactions as of
08 Nov 2021
Net transactions value
-$291,843
Form type
4
Filing time
10 Nov 2021, 19:58:17 UTC
Previous filing
30 Jul 2021
Next filing
12 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HRC Common Stock Options Exercise $68,156 +872 $78.16 872 08 Nov 2021 Direct
transaction HRC Common Stock Sale $135,230 -872 -100% $155.08 0 08 Nov 2021 Direct F1
transaction HRC Common Stock Options Exercise $211,479 +2,051 $103.11 2,051 08 Nov 2021 Direct
transaction HRC Common Stock Sale $318,069 -2,051 -100% $155.08 0 08 Nov 2021 Direct F1
transaction HRC Common Stock Options Exercise +1,937 1,937 08 Nov 2021 Direct F2
transaction HRC Common Stock Tax liability $88,091 -568 -29% $155.09 1,369 08 Nov 2021 Direct F3
transaction HRC Common Stock Options Exercise +662 +48% 2,031 08 Nov 2021 Direct F2
transaction HRC Common Stock Tax liability $30,087 -194 -9.6% $155.09 1,837 08 Nov 2021 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HRC Employee Stock Option (Right to Buy) Options Exercise $0 -872 -100% $0.000000* 0 08 Nov 2021 Common Stock 872 $78.16 Direct F4
transaction HRC Employee Stock Option (Right to Buy) Options Exercise $0 -2,051 -33% $0.000000 4,102 08 Nov 2021 Common Stock 2,051 $103.11 Direct F5
transaction HRC Restricted Stock Units (11/07/2018) Options Exercise $0 -1,937 -100% $0.000000* 0 08 Nov 2021 Common Stock 1,937 Direct F2, F6
transaction HRC Restricted Stock Units (11/06/2019) Options Exercise $0 -662 -50% $0.000000 653 08 Nov 2021 Common Stock 662 Direct F2, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These sales were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 6, 2021.
F2 RSUs convert into common stock on a one-for-one basis.
F3 Reflects the reporting person's payment of minimum statutory tax obligations by withholding shares of Hill-Rom Holdings, Inc. common stock incident to the vesting of restricted stock units ("RSUs") in accordance with Rule 16b-3.
F4 The options vested 25% on each of November 14, 2018, 2019, 2020 and 2021.
F5 The options vested, or will vest, 25% on each of November 6, 2020, 2021, 2022 and 2023.
F6 RSUs were granted on November 7, 2018 and vested 34% on November 8, 2019, 33% on November 8, 2020 and 33% on November 8, 2021. RSUs will automatically be converted into shares of common stock on the date indicated and are entitled to dividend equivalent rights which accrue on dividend record dates.
F7 RSUs were granted on November 6, 2019 and vested 34% on November 7, 2020 and 33% on November 7, 2021; 33% will vest on November 7, 2022. RSUs will automatically be converted into shares of common stock on the date indicated and are entitled to dividend equivalent rights which accrue on dividend record dates.