RICHARD B. HANDLER - 31 Dec 2021 Form 4 Insider Report for Jefferies Financial Group Inc. (JEF)

Role
CEO, Director
Signature
/s/ Joanna Jia, by power of attorney
Issuer symbol
JEF
Transactions as of
31 Dec 2021
Transactions value $
-$43,173,229
Form type
4
Filing time
02 Feb 2022, 17:07:05 UTC
Previous filing
17 Dec 2021
Next filing
01 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction JEF Common Stock Gift $0 -74K -0.41% $0.00 18.1M 31 Dec 2021 Direct F1
transaction JEF Common Stock Gift $0 +74K +101.07% $0.00 147K 31 Dec 2021 By Reporting Person's Trust F1
transaction JEF Common Stock Tax liability -$43.2M -1.2M -6.64% $35.89 16.9M 31 Jan 2022 Direct F2
holding JEF Common Stock 148K 31 Dec 2021 By Spouse of Reporting Person's Trust
holding JEF Common Stock 114K 31 Dec 2021 By Trustee of Profit Sharing Plan
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares gifted to family trust of which the Reporting Person is a trustee, but has no pecuniary interest. All shares remain in trust for the benefit of the Reporting Person's family.
F2 Shares withheld to pay tax liability resulting from the distribution of long-term equity grants.