STEINBERG JOSEPH S - 28 Oct 2022 Form 4 Insider Report for Jefferies Financial Group Inc. (JEF)

Role
Chairman of the Board, Director
Signature
/s/ Joanna Jia, by power of attorney
Issuer symbol
JEF
Transactions as of
28 Oct 2022
Transactions value $
$48,000
Form type
4
Filing time
01 Nov 2022, 16:58:34 UTC
Previous filing
23 Sep 2022
Next filing
16 Nov 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction JEF Common Stock Options Exercise $48,000 +2,000 +0.08% $24.00 2,438,979 28 Oct 2022 Direct F1
holding JEF Common Stock 106,972 28 Oct 2022 See footnote F2
holding JEF Common Stock 16,892,244 28 Oct 2022 See footnote F3, F7
holding JEF Common Stock 873,994 28 Oct 2022 See footnote F4, F7
holding JEF Common Stock 1,577,889 28 Oct 2022 See footnote F5, F7
holding JEF Common Stock 55,064 28 Oct 2022 See footnote F6, F7

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction JEF Option - Right to Buy Options Exercise $0 -2,000 -100% $0.000000* 0 28 Oct 2022 Common Stock 2,000 $24.00 Direct F1, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Exercise of options exempt under Rule 16b-3 and Rule 16b-6(b).
F2 Shares held by the Reporting Person's spouse.
F3 Consists of shares held by corporations that are owned by the Reporting Person.
F4 Consists of shares held in trust for the Reporting Person's children.
F5 Consist of shares held in a family trust.
F6 Consists of shares held in a discretionary trust.
F7 The reporting person disclaims beneficial ownership of the portion of shares held indirectly in excess of his proportionate pecuniary interest in those shares.
F8 The options became exercisable as to 25% of the underlying shares on each of August 8, 2019, 2020, 2021 and 2022.