Thomas A. Bowers - 09 Dec 2022 Form 4 Insider Report for FAIR ISAAC CORP (FICO)

Role
Executive Vice President
Signature
/s/ Carrie H. Darling, Attorney-in-fact
Issuer symbol
FICO
Transactions as of
09 Dec 2022
Transactions value $
-$2,669,822
Form type
4
Filing time
13 Dec 2022, 18:06:44 UTC
Previous filing
07 Dec 2022
Next filing
02 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FICO Common Stock Options Exercise $0 +8.48K $0.00 8.48K 10 Dec 2022 Direct
transaction FICO Common Stock Tax liability -$2.67M -4.34K -51.14% $615.45 4.15K 10 Dec 2022 Direct F1
holding FICO Common Stock 10 09 Dec 2022 Thomas A. Bowers Revocable Trust U/A DTD 1/5/2005

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FICO Restricted Stock Units Award $0 +1.5K $0.00 1.5K 09 Dec 2022 Common Stock 1.5K Direct F2, F3, F5
transaction FICO Non-Qualified Option (right-to-buy) Award $0 +1.1K $0.00 1.1K 09 Dec 2022 Common Stock 1.1K $615.45 Direct F4
transaction FICO Market Share Units Options Exercise $0 -1.03K -51.45% $0.00 971 10 Dec 2022 Common Stock 1.03K Direct F5, F6
transaction FICO Market Share Units Options Exercise $0 -2.38K -50% $0.00 2.38K 10 Dec 2022 Common Stock 2.38K Direct F5, F6
transaction FICO Performance Share Units Options Exercise $0 -1.94K -50% $0.00 1.94K 10 Dec 2022 Common Stock 1.94K Direct F5, F7, F8
transaction FICO Performance Share Units Options Exercise $0 -2.32K -33.34% $0.00 4.64K 10 Dec 2022 Common Stock 2.32K Direct F5, F7, F8
transaction FICO Restricted Stock Units Options Exercise $0 -365 -50% $0.00 365 10 Dec 2022 Common Stock 365 Direct F2, F3, F5
transaction FICO Restricted Stock Units Options Exercise $0 -446 -25% $0.00 1.34K 10 Dec 2022 Common Stock 446 Direct F2, F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares withheld by Company for payment of taxes due at vesting from earned market share units, earned performance share units and restricted stock units.
F2 Each restricted stock unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment.
F3 The restricted stock units vest in four equal annual installments commencing on this date and vested shares will be delivered to the reporting person as soon as practicable thereafter.
F4 This option vests in four equal annual installments commencing on this date.
F5 No expiration date.
F6 Each earned market share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment.
F7 Each earned performance share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment.
F8 The performance share units vest in three equal annual installments commencing on this date and one share will be delivered to the reporting person for each vested unit as soon as practicable thereafter.