RICHARD B. HANDLER - 16 Dec 2022 Form 4 Insider Report for Jefferies Financial Group Inc. (JEF)

Role
CEO, Director
Signature
/s/ Joanna Jia, by power of attorney
Issuer symbol
JEF
Transactions as of
16 Dec 2022
Net transactions value
+$15,000,008
Form type
4
Filing time
16 Dec 2022, 19:31:39 UTC
Previous filing
01 Dec 2022
Next filing
25 Jan 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction JEF Common Stock Award $7,500,004 +214,531 +1.3% $34.96 16,622,436 16 Dec 2022 Direct F1
transaction JEF Common Stock Award $7,500,004 +214,531 +1.3% $34.96 16,836,967 16 Dec 2022 Direct F2
holding JEF Common Stock 279,504 16 Dec 2022 By Spouse of Reporting Person's Trust
holding JEF Common Stock 255,800 16 Dec 2022 By Reporting Person's 2012 Trust
holding JEF Common Stock 117,569 16 Dec 2022 By Trustee of Profit Sharing Plan
holding JEF Common Stock 186,114 16 Dec 2022 By Reporting Person's 2021-A Trust
holding JEF Common Stock 619,857 16 Dec 2022 By Reporting Person's 2022 LLC
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Grants of target Performance-Based Restricted Stock Units under the Company's Equity Compensation Plan (the "ECP"), exempt pursuant to Rule 16b-3(d) under the Securities Exchange Act of 1934, which, in addition to performance requirements, are also subject to ECP restrictions, including without limitation three-year cliff vesting and clawback/recoupment provisions.
F2 Grants of Restricted Stock Units under the Company's ECP, exempt pursuant to Rule 16b-3(d) under the Securities Exchange Act of 1934, which are subject to ECP restrictions, including without limitation three-year cliff vesting and clawback/recoupment provisions.