Richard B. Handler - Mar 16, 2023 Form 4 Insider Report for Jefferies Financial Group Inc. (JEF)

Role
CEO, Director
Signature
/s/ Joanna Jia, by power of attorney
Stock symbol
JEF
Transactions as of
Mar 16, 2023
Transactions value $
$0
Form type
4
Date filed
3/20/2023, 08:30 PM
Previous filing
Mar 9, 2023
Next filing
May 30, 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction JEF Common Stock Gift $0 -366K -54.72% $0.00 303K Mar 16, 2023 By Reporting Person's 2021 LLC F1
transaction JEF Common Stock Gift $0 +361K +194.21% $0.00 548K Mar 16, 2023 By Reporting Person's 2021-A Trust F1
transaction JEF Common Stock Gift $0 +4.5K +1.68% $0.00 272K Mar 16, 2023 By Reporting Person's 2012 Trust F1
transaction JEF Common Stock Gift $0 -548K -100% $0.00* 0 Mar 16, 2023 By Reporting Person's 2021-A Trust F2
transaction JEF Common Stock Gift $0 +548K +3.5% $0.00 16.2M Mar 16, 2023 Direct F2
holding JEF Common Stock 280K Mar 16, 2023 By Spouse of Reporting Person's Trust
holding JEF Common Stock 196K Mar 16, 2023 By Reporting Person's 2022-A Trust
holding JEF Common Stock 41.9K Mar 16, 2023 By Reporting Person's 2022-A LLC
holding JEF Common Stock 119K Mar 16, 2023 By Trustee of Profit Sharing Plan
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares gifted from a LLC, of which Reporting Person is the manager and Reporting Person's trusts are its members, to one of its trust members and another trust of which Reporting Person is a trustee. These transfers reflect tax planning within family trusts and result in no increases or decreases to Reporting Person's beneficial holdings. These transactions may be exempt under Rule 16a-13.
F2 Shares gifted from a trust, of which Reporting Person is trustee, to Reporting Person's direct ownership account. These transfers reflect tax planning within family trusts and result in no increases or decreases to Reporting Person's beneficial holdings. These transactions may be exempt under Rule 16a-13.