Thomas P. Minichiello - 15 Jun 2023 Form 4 Insider Report for EMCORE CORP (EMKR)

Role: Chief Financial Officer
Signature: Ryan Hochgesang, attorney in fact
Issuer symbol: EMKR
Transactions as of: 15 Jun 2023
Transactions value $: $0
Form type: 4
Date filed: 20 Jun 2023, 16:29
Previous filing: 27 Mar 2023
Next filing: 28 Aug 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	EMKR	Restricted Stock Units	Award		+119K	+73.68%		280K	15 Jun 2023	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each restricted stock unit (RSU) represents a contingent right to receive one share of EMCORE common stock. The RSUs were issued pursuant to the Amended and Restated EMCORE Corporation 2019 Equity Incentive Plan. The RSUs vest as to 1/4 of the underlying shares on each of the first four anniversaries of the grant date, subject to the Reporting Person's continued service with the Issuer through the applicable vesting date.

Content

Each restricted stock unit (RSU) represents a contingent right to receive one share of EMCORE common stock. The RSUs were issued pursuant to the Amended and Restated EMCORE Corporation 2019 Equity Incentive Plan. The RSUs vest as to 1/4 of the underlying shares on each of the first four anniversaries of the grant date, subject to the Reporting Person's continued service with the Issuer through the applicable vesting date.