Eva Manolis - Aug 25, 2023 Form 4 Insider Report for FAIR ISAAC CORP (FICO)

Role
Director
Signature
/s/ Carrie H. Darling, Attorney-in-fact
Stock symbol
FICO
Transactions as of
Aug 25, 2023
Transactions value $
-$1,767,143
Form type
4
Date filed
8/29/2023, 06:48 PM
Previous filing
Jun 13, 2023
Next filing
Jan 4, 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FICO Common Stock Options Exercise $418K +2.56K $163.17* 2.56K Aug 25, 2023 Direct
transaction FICO Common Stock Sale -$70.8K -84 -3.28% $842.43 2.48K Aug 25, 2023 Direct
transaction FICO Common Stock Sale -$61K -72 -2.9% $847.38 2.41K Aug 25, 2023 Direct F1
transaction FICO Common Stock Sale -$80.8K -95 -3.95% $850.21 2.31K Aug 25, 2023 Direct F2
transaction FICO Common Stock Sale -$559K -656 -28.36% $852.08 1.66K Aug 25, 2023 Direct F3
transaction FICO Common Stock Sale -$401K -470 -28.36% $852.78 1.19K Aug 25, 2023 Direct F4
transaction FICO Common Stock Sale -$1M -1.17K -98.82% $853.57 14 Aug 25, 2023 Direct F5
transaction FICO Common Stock Sale -$12K -14 -100% $854.40 0 Aug 25, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FICO Non-Qualified Stock Options (right to buy) Options Exercise $0 +2.56K +100% $0.00 5.13K Aug 25, 2023 Common Stock 2.56K $163.17 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $847.37 to $847.39. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F2 This transaction was executed in multiple trades at prices ranging from $850.13 to $850.62. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F3 This transaction was executed in multiple trades at prices ranging from $851.295 to $852.195. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F4 This transaction was executed in multiple trades at prices ranging from $852.40 to $853.02. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F5 This transaction was executed in multiple trades at prices ranging from $853.29 to $854.15. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F6 The non-qualified stock options vest in three equal annual installments commencing on 04/02/2019, and annually on 04/02/2020 and 04/02/2021.