| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | XOMA | Common Stock | Options Exercise | $0 | +17,773 | +271% | $0 | 24,328 | 11 Nov 2024 | Direct | |
| transaction | XOMA | Common Stock | Sale | -$292,663 | -9,775 | -40% | $29.94 | 14,553 | 13 Nov 2024 | Direct | F1, F2 |
| holding | XOMA | Common Stock | 5,554 | 11 Nov 2024 | By 401(k) Plan | ||||||
| holding | XOMA | Depository Shares - 8.375% Series B Perpetual Preferred | 1,000 | 11 Nov 2024 | Direct | ||||||
| holding | XOMA | 8.625% Series A Cumulative Perpetual Preferred Stock | 2,000 | 11 Nov 2024 | Direct |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | XOMA | Performance Stock Units | Options Exercise | $0 | -17,773 | -19% | $0 | 73,827 | 11 Nov 2024 | Common Stock | 17,773 | Direct | F3 |
| Id | Content |
|---|---|
| F1 | Shares sold to satisfy the tax withholding obligations incurred upon settlement of the Performance Stock Units ("PSUs"). |
| F2 | The price reported represents the weighted average sale price of the shares. The shares were sold in multiple transactions at prices ranging from $29.93 to $30.22 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. |
| F3 | Each PSU represents a contingent right to receive one share of the Issuer's common stock (the "Common Stock"). The PSUs vest upon the Common Stock achieving a specified price per share. |