| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | XOMA | Depositary Shares - 8.375% Series B Cumulative Stock | Purchase | $417K | +16.5K | $25.22 | 16.5K | Apr 3, 2025 | Direct | F1 | |
| transaction | XOMA | 8.625% Series A Cumulative Perpetual Preferred Stock | Purchase | $35.9K | +1.41K | $25.44 | 1.41K | Apr 3, 2025 | Direct | ||
| transaction | XOMA | Depositary Shares - 8.375% Series B Cumulative Stock | Purchase | $87.8K | +3.48K | +21.04% | $25.25 | 20K | Apr 4, 2025 | Direct | F2 |
| transaction | XOMA | 8.625% Series A Cumulative Perpetual Preferred Stock | Purchase | $85.5K | +3.35K | +237.14% | $25.56 | 4.76K | Apr 4, 2025 | Direct | |
| transaction | XOMA | 8.625% Series A Cumulative Perpetual Preferred Stock | Purchase | $134K | +5.24K | +110.22% | $25.60 | 10K | Apr 7, 2025 | Direct | |
| holding | XOMA | Common Stock | 6.21K | Apr 3, 2025 | Direct | F3 |
| Id | Content |
|---|---|
| F1 | This transaction was executed in multiple trades at prices ranging from $25.19 to $25.27. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F2 | This transaction was executed in multiple trades at prices ranging from $25.25 to $25.30. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F3 | Reflects a reverse stock split of the Issuer's common stock at a ratio of 20:1 effective October 2016. |